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Institutional Ownership
Home
Investor Relations
Stock Info
Institutional Ownership
Institutional Ownership
Ownership > 100%
×
Ownership > 100%
List of possible reasons behind the infrequent cases where we have total institutional ownership that exceeds 100% of the common shares outstanding for a specific company:
Double-counting
- On the 13-F filing, each institutional holder must report all securities over which they exercise sole or shared investment discretion. In cases where investment discretion is shared by more than one institution, care is generally taken to prevent double-counting, but there is always the exception. Another cause of double-counting is a company name change for the 13F filer where the holdings are accounted for under both filer names.
Short Interest
- A large short interest amount affects the institutional ownership amount considerably because all shares that have been sold short appear as holdings in two separate portfolios. One institution has lent its shares to a short seller, while the same shares have been purchased by another reporting institution. Consequently, the institutional ownership percentage reflected in the 13-F filings is overstated as a percentage of total shares outstanding.
A gap between 'as of' dates
- In the case where gaps between the 'as of' dates of the holdings and the shares outstanding arise, the percentage owned could be skewed due to a sharp increase/decrease in shares out. Again, this case doesn’t come up very often but the results are unavoidable.
Other possible reasons:
a) An overlap occurs amongst reporting institutions;
b) The 13F filing includes holdings other than common stock issues;
c) Mutual fund money is co-advised and incorrectly reported by multiple institutions.
Ownership Information
Shares Outstanding
174,680,496
Short Interest Shares
5,460,731
Float (%)
84.88
Institutional Ownership (%)
82.06
Mutual Fund Ownership (%)
48.36
Insider Ownership (%)
15.12
Top 10 Instn Holders (%)
42.90
Ownership Activity - Total Positions
Total Positions
Total Positions
HOLDERS
990
SHARES
144,350,106
New Positions
HOLDERS
93
SHARES
1,065,327
Increased Positions
HOLDERS
319
SHARES
7,977,682
Decreased Positions
HOLDERS
258
SHARES
(10,549,156)
Soldout Positions
HOLDERS
47
SHARES
(211,400)
Net Change
SHARES
(1,717,547)
Total Positions
HOLDERS
990
SHARES
144,350,106
New Positions
HOLDERS
93
SHARES
1,065,327
Increased Positions
HOLDERS
319
SHARES
7,977,682
Decreased Positions
HOLDERS
258
SHARES
(10,549,156)
Soldout Positions
HOLDERS
47
SHARES
(211,400)
Net Change
SHARES
(1,717,547)
Institutional Ownership
Mutual Fund
Company
Shares
% Out
Value ($)
Reported
Change
Vanguard Group Inc.
20,238,811
11.59
4,248,531,205
9/30/2019
129,282
BlackRock Inc.
16,182,861
9.26
3,397,106,181
9/30/2019
249,273
State Street Global Advisors Inc.
11,109,028
6.36
2,332,007,158
9/30/2019
105,425
Wellington Management Group LLP
6,485,644
3.71
1,361,466,388
9/30/2019
(231,140)
Stichting Pensioenfonds ABP
5,204,651
2.98
1,092,560,338
9/30/2019
201,782
Cohen & Steers Capital Management Inc.
3,870,306
2.22
812,454,636
9/30/2019
(4,180,592)
T. Rowe Price Group Inc.
3,589,270
2.05
753,459,558
9/30/2019
(377,148)
Geode Capital Management LLC
2,951,233
1.69
619,522,831
9/30/2019
119,022
Massachusetts Financial Services Co.
2,782,701
1.59
584,144,594
9/30/2019
311,801
JP Morgan Asset Management
2,527,827
1.45
530,641,444
9/30/2019
(889,278)
Northern Trust Global Investments
2,397,106
1.37
503,200,492
9/30/2019
59,291
Dimensional Fund Advisors LP
2,343,209
1.34
491,886,433
9/30/2019
2,474
Capital Research & Mgmt Co.
2,004,550
1.15
420,795,136
9/30/2019
(13,306)
Charles Schwab Investment Management Inc.
1,881,858
1.08
395,039,631
9/30/2019
57,694
Legal & General Investment Management Ltd.
1,623,331
0.93
340,769,644
9/30/2019
95,704
UBS Asset Management AG
1,562,996
0.89
328,104,120
9/30/2019
104,185
Renaissance Technologies LLC
1,519,957
0.87
319,069,373
9/30/2019
51,834
Managed Account Advisors LLC
1,432,323
0.82
300,673,244
9/30/2019
1,000,201
Norges Bank Investment Management
1,430,751
0.82
300,343,250
12/31/2018
0
Daiwa Asset Management Co. Ltd.
1,406,043
0.80
295,156,547
9/30/2019
(756,717)
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